Investment Philosophy

Santa Cruz Wealth Management, Inc., (“SCWM”) provides personalized confidential ongoing financial planning and investment management to individuals, high net worth individuals, pension and profit sharing plans, trusts, estates, charitable organizations and corporations or other business entities (i.e.; small businesses).  Advice is provided through consultation with the client and may include: determination of financial objectives, identification of financial problems, cash flow management, insurance review, investment management, education funding, retirement planning, and estate planning.

SCWM focuses on employer retirement plans such as 401(k)s, SEPs and SIMPLEs.

SCWM also provides consulting services to broker/dealers, other registered investment advisers, etc.